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Regulatory Operations Analyst, Investment Management

model) Regulatory Operations, EMIR, SFTR, FINRA, DTCC, ETD, OTC, Oversight Controls, Reporting, Delegated Reporting...

Företag: Harvey Nash
Stad: London
Datum: 08 Nov 2026
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Reg Ops & Oversight Analyst

controls, covering trade, valuation and collateral reporting to Trade Repositories, including DTCC. Monitor and investigate... or Middle Office professional to take ownership of daily EMIR and SFTR oversight controls, support regulatory reporting...

Företag: LMA Recruitment
Stad: London
Datum: 06 Nov 2026
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IT Embedded Risk Senior Associate

Job Category: Information Technology Job Description: Are you ready to make an impact at DTCC? Do you want... development? At DTCC, we are at the forefront of innovation in the financial markets. We're committed to helping our employees...

Företag: DTCC
Stad: London
Datum: 04 Nov 2026
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Client Connectivity Services Senior Analyst

Job Category: Enterprise Services Job Description: Are you ready to make an impact at DTCC? Do you want to work...? At DTCC, we are at the forefront of innovation in the financial markets. We're committed to helping our employees grow...

Företag: DTCC
Stad: Wrexham
Datum: 21 Oct 2026
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TDS Operations Analyst III

as the first line of defense for transaction reporting by managing controls and oversight metrics to show trends... with DTCC products a plus Team-oriented environment, but must also be a self-starter who can manage competing priorities...

Företag: TD Bank
Stad: Belfast
Datum: 09 Oct 2026
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Onboarding Senior Analyst (1pm-9pm Shift)

Job Category: Chief Client Office Job Description: Are you ready to make an impact at DTCC? Do you want to work...? At DTCC, we are at the forefront of innovation in the financial markets. We're committed to helping our employees grow...

Företag: DTCC
Stad: Wrexham
Datum: 08 Oct 2026
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SFTR Lead Business Analyst

framework, processes and controls Maintain clear, auditable traceability from the underlying regulation through to business... requirements, data mappings, controls and technical implementation Oversee daily BAU reporting metrics, proactively identifying...

Företag: G MASS
Stad: London
Datum: 26 Sep 2026
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Derivative Support Manager

controls exist to mitigate risks associated with derivative trading. Perform periodic control testing and risk assessments...., MarkitWire & DTCC) as well as advanced Excel skills Having a good understanding of Aladdin would be a distinct advantage...

Företag: Schroders
Stad: London
Datum: 23 Sep 2026
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Principal Consultant (Senior Manager) - Trade & Transaction Reporting

work with leading global financial institutions to implement regulatory change, strengthen reporting controls, and optimise... derivatives, listed derivatives, equities, fixed income, and FX. Experience with reporting controls, reconciliations, data...

Företag: Capco
Stad: London
Datum: 04 Sep 2026
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Principal Consultant - (Senior Manager) Trade & Transaction Reporting

with leading global financial institutions to implement regulatory change, strengthen reporting controls, and optimise reporting... derivatives, listed derivatives, equities, fixed income, and FX. Experience with reporting controls, reconciliations, data...

Företag: Capco
Stad: Edinburgh
Datum: 04 Sep 2026
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